| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2010-08-27 | - |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2009-04-07 | 2010-04-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2006-07-27 | 2009-01-22 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-07-27 | 2009-01-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 證券交易 | 2003-04-01 | 2009-01-22 |
金管局記錄暫時無法載入，請稍後重試。