| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fosun International Securities Limited | Rep | 證券交易 | 2017-05-16 | 2017-12-01 |
| RO | 就機構融資提供意見 | 2016-03-10 | 2017-12-01 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-06-21 | 2013-08-29 |
| Rep | 證券交易 | 2012-06-21 | 2013-08-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2011-03-21 | 2012-02-10 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-06-14 | 2008-11-21 |
| Rep | 證券交易 | 2007-06-14 | 2008-11-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-06-14 | 2008-11-21 |