| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-09-13 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2003-06-17 | - |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-23 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-05-23 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-23 |