| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2014-11-27 | 2015-07-22 |
| Rep | 就機構融資提供意見 | 2014-08-25 | 2014-11-27 | |
| Rep | 就證券提供意見 | 2014-08-25 | 2015-07-22 | |
| Rep | 證券交易 | 2014-08-25 | 2015-07-22 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2013-12-12 | 2014-05-27 |
| RO | 就機構融資提供意見 | 2013-05-30 | 2014-05-27 | |
| Rep | 就機構融資提供意見 | 2008-11-13 | 2013-05-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2008-03-20 | 2008-10-16 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-07-10 | 2008-01-04 |