| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-20 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-04-20 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2014-12-11 | 2015-04-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-12-11 | 2015-04-01 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2013-05-24 | 2014-12-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2013-05-24 | 2014-12-05 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2011-05-12 | 2013-05-07 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2010-03-02 | 2010-07-26 |
已採集記錄中暫無金管局登記。