Chan, Gabriel Kar Yin 陳嘉賢
證監會中央編號:AIB796
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2018-09-26 | 2020-10-05 |
| RO | 期貨合約交易 | 2018-09-26 | 2020-10-05 | |
| RO | 證券交易 | 2018-09-26 | 2020-10-05 | |
| Rep | 期貨合約交易 | 2018-06-07 | 2018-09-26 | |
| Rep | 證券交易 | 2018-06-07 | 2018-09-26 | |
| Rep | 就證券提供意見 | 2018-05-25 | 2018-09-26 | |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2016-08-11 | 2018-04-30 |
| Rep | 就證券提供意見 | 2016-08-11 | 2018-04-30 | |
| Rep | 提供資產管理 | 2016-08-11 | 2018-04-30 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2013-06-03 | 2016-07-29 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2010-07-12 | 2016-07-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2010-07-12 | 2016-07-29 |
| HANG SENG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2007-01-15 | 2007-08-13 |
| Rep | 期貨合約交易 | 2007-01-15 | 2007-08-13 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2004-06-14 | 2005-11-07 |
| Rep | 提供自動化交易服務 | - | 2003-08-15 | |
| Rep | 提供資產管理 | - | 2003-12-09 | |
| Rep | 就期貨合約提供意見 | - | 2004-06-04 | |
| Rep | 期貨合約交易 | - | 2005-11-07 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-04 |
| Rep | 提供資產管理 | - | 2004-06-04 | |
| Rep | 就證券提供意見 | - | 2005-11-07 | |
| Rep | 證券交易 | - | 2005-11-07 |