| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PC SECURITIES LIMITED | Rep | 證券交易 | 2019-05-07 | - |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2017-09-25 | 2019-04-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2017-09-25 | 2019-04-17 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2017-09-25 | 2019-04-17 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2013-03-19 | 2017-09-04 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2011-03-02 | 2017-09-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2010-03-30 | 2017-09-04 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-02-06 | 2010-03-18 |
已採集記錄中暫無金管局登記。