| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 提供資產管理 | 2019-11-25 | 2022-08-10 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2015-04-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-04-20 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2013-04-19 | 2015-04-10 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2013-04-19 | 2015-04-10 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2009-10-22 | 2013-04-15 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2009-10-22 | 2013-04-15 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-28 | 2009-10-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-02-08 | 2009-10-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-02-08 | 2009-10-07 |
已採集記錄中暫無金管局登記。