| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Sunrise Asset Management Limited | Rep | 提供資產管理 | 2018-09-12 | 2018-11-12 |
| China Sunrise Securities (International) Limited | Rep | 證券交易 | 2018-09-12 | 2018-11-12 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2010-06-07 | 2017-12-07 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2010-03-22 | 2017-12-07 |
| Mason Securities Limited | Rep | 證券交易 | 2007-11-28 | 2010-02-27 |