| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2020-02-26 | 2023-03-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-02-26 | 2023-03-14 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-11-10 | 2020-01-31 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2014-11-10 | 2020-01-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2007-06-11 | 2014-10-24 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2007-03-05 | 2014-10-24 |