| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-03-04 | 2017-12-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-03-04 | 2017-12-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2010-12-21 | 2014-03-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2010-12-21 | 2014-03-01 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-07-21 | 2010-12-16 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-07-21 | 2010-12-16 |