Lo, Chiu Wai (SFC:AFT576) 羅昭維

證監會中央編號:AFT576

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2026-08-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2026-08-25	-
	Rep	證券交易	2026-08-25	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	期貨合約交易	2013-04-16	2026-05-15
GF Securities (Hong Kong) Brokerage Limited	Rep	證券交易	2013-04-16	2026-05-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就證券提供意見	2006-07-27	2010-07-27
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2006-01-10	2013-04-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2006-01-10	2013-04-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2004-12-13	2005-12-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-12-13	2005-12-30
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	期貨合約交易	2004-03-23	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	證券交易	2004-03-23	2004-12-11
CLSA FUTURES LIMITED	Rep	期貨合約交易	2003-06-16	2004-03-16
CLSA LIMITED	Rep	證券交易	2003-06-16	2004-03-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-05-14
	Rep	就證券提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	提供自動化交易服務	2003-04-01	2003-05-14
	Rep	證券交易	2003-04-01	2003-05-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	期貨合約交易	2003-04-01	2003-05-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-05-14
	Rep	就證券提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	提供自動化交易服務	2003-04-01	2003-05-14
	Rep	證券交易	2003-04-01	2003-05-14

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2026-08-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2026-08-25	-
	Rep	證券交易	2026-08-25	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	期貨合約交易	2013-04-16	2026-05-15
GF Securities (Hong Kong) Brokerage Limited	Rep	證券交易	2013-04-16	2026-05-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就證券提供意見	2006-07-27	2010-07-27
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2006-01-10	2013-04-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2006-01-10	2013-04-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2004-12-13	2005-12-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-12-13	2005-12-30
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	期貨合約交易	2004-03-23	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	證券交易	2004-03-23	2004-12-11
CLSA FUTURES LIMITED	Rep	期貨合約交易	2003-06-16	2004-03-16
CLSA LIMITED	Rep	證券交易	2003-06-16	2004-03-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-05-14
	Rep	就證券提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	提供自動化交易服務	2003-04-01	2003-05-14
	Rep	證券交易	2003-04-01	2003-05-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	期貨合約交易	2003-04-01	2003-05-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-05-14
	Rep	就證券提供意見	2003-04-01	2003-05-14
	Rep	提供資產管理	2003-04-01	2003-05-14
	Rep	提供自動化交易服務	2003-04-01	2003-05-14
	Rep	證券交易	2003-04-01	2003-05-14