| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2018-07-24 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2018-07-24 | - |
| Rep | 證券交易 | 2018-07-24 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2013-03-19 | 2018-01-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2007-11-14 | 2018-01-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2007-11-14 | 2018-01-31 |
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2006-11-13 | 2007-05-28 |
| Funderstone Securities Limited | Rep | 證券交易 | 2006-11-13 | 2007-05-28 |
已採集記錄中暫無金管局登記。