| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-07-14 | - |
| Rep | 就證券提供意見 | 2020-03-11 | - | |
| Rep | 證券交易 | 2020-03-11 | - | |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2018-11-21 | 2019-12-13 |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2018-11-21 | 2019-12-13 |
| Yunfeng Financial Markets Limited | RO | 證券交易 | 2016-12-05 | 2019-12-13 |
| Yunfeng Securities Limited | RO | 證券交易 | 2016-12-05 | 2019-12-13 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 證券交易 | 2016-03-11 | 2016-09-30 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2010-03-10 | 2016-09-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2009-09-04 | 2016-03-11 |
已採集記錄中暫無金管局登記。