| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zero2IPO Asset Management Limited | RO | 就證券提供意見 | 2023-07-20 | - |
| RO | 提供資產管理 | 2023-07-20 | - | |
| Zero2IPO Securities Limited | RO | 證券交易 | 2022-01-12 | - |
| RO | 期貨合約交易 | 2022-01-11 | - | |
| Zero2IPO Capital Limited | RO | 就機構融資提供意見 | 2021-11-03 | - |
| FORTUNE (HK) SECURITIES LIMITED | RO | 證券交易 | 2018-11-01 | 2021-06-30 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2018-11-01 | 2021-06-30 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2018-09-21 | 2018-11-01 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-09-21 | 2018-11-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2017-08-14 | 2018-09-17 |
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2014-09-18 | 2018-09-17 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-05-12 | 2014-08-05 |
| Rep | 證券交易 | 2014-05-12 | 2017-08-14 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就機構融資提供意見 | 2010-05-13 | 2013-11-29 |
| Rep | 就機構融資提供意見 | 2010-03-23 | 2010-05-13 | |
| CMB International Capital Holdings Corporation Limited | Rep | 證券交易 | 2008-07-29 | 2010-02-22 |
| Rep | 就機構融資提供意見 | 2008-02-15 | 2010-02-22 |
已採集記錄中暫無金管局登記。