| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2025-04-24 | - |
| Rep | 證券交易 | 2013-04-09 | 2025-03-07 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2006-02-13 | 2013-04-03 |
| CLSA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-16 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-16 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-16 | |
| Rep | 證券交易 | 2003-04-01 | 2005-09-27 |