| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-06-17 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2026-06-17 | - |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 證券交易 | 2025-03-19 | 2026-05-29 |
| Rep | 證券交易 | 2022-05-30 | 2025-03-19 | |
| RO | 就機構融資提供意見 | 2019-11-08 | 2026-05-29 | |
| Rep | 就機構融資提供意見 | 2019-09-02 | 2019-11-08 | |
| JS CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-01-31 | 2019-08-09 |
| Changjiang Corporate Finance (HK) Limited | RO | 就機構融資提供意見 | 2014-08-21 | 2018-12-03 |
| Rep | 就機構融資提供意見 | 2013-10-15 | 2014-08-21 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2013-04-12 | 2013-08-21 |
| Rep | 證券交易 | 2013-04-12 | 2013-08-21 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2010-12-21 | 2013-03-15 |
| CSC ASIA LIMITED | Rep | 就機構融資提供意見 | 2009-12-02 | 2010-10-30 |
| KGI CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2006-05-18 | 2009-11-30 |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2004-04-27 | 2006-03-17 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-04-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-04-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-09 |
金管局記錄暫時無法載入，請稍後重試。