| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2011-10-03 | 2019-12-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2009-01-22 | 2011-09-27 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-04-08 | 2005-10-11 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2004-02-04 | 2005-04-07 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2003-07-04 | 2005-04-07 |