| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL MASTERMIND SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-03-30 | - |
| Rep | 證券交易 | 2020-02-17 | - | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-09-17 | 2020-01-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2008-04-21 | 2014-08-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-18 | 2008-04-14 |