| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HGNH International Asset Management Co., Limited | Rep | 提供資產管理 | 2020-08-13 | - |
| HGNH International Futures Co., Limited | RO | 期貨合約交易 | 2020-06-10 | - |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2020-03-16 | - |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2020-03-05 | 2020-06-10 |
| Haitong Futures Hong Kong Limited | RO | 就期貨合約提供意見 | 2016-07-07 | 2020-01-28 |
| RO | 期貨合約交易 | 2016-07-07 | 2020-01-28 | |
| BOCOM International Securities Limited | Rep | 就期貨合約提供意見 | 2015-07-29 | 2016-01-15 |
| Rep | 就證券提供意見 | 2015-07-29 | 2016-01-15 | |
| Rep | 期貨合約交易 | 2015-07-29 | 2016-01-15 | |
| Rep | 證券交易 | 2015-07-29 | 2016-01-15 | |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-06-20 | 2014-08-12 |
已採集記錄中暫無金管局登記。