| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2018-01-16 | 2019-06-28 |
| CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-03 | 2017-04-18 |
| CHONG HING SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-11 |
| Rep | 就證券提供意見 | - | 2005-01-11 | |
| Rep | 提供資產管理 | - | 2005-01-11 | |
| Rep | 提供自動化交易服務 | - | 2005-01-11 | |
| Rep | 證券交易 | - | 2017-04-18 |