| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2013-02-14 | 2024-04-29 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2012-05-28 | 2022-04-14 |
| Rep | 證券交易 | 2012-03-06 | 2026-01-22 | |
| CHRISTFUND FUTURES LIMITED | Rep | 期貨合約交易 | 2011-06-03 | 2012-02-27 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2011-06-03 | 2012-02-27 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-11-15 | 2011-05-18 |
| Rep | 證券交易 | 2010-11-15 | 2011-05-18 | |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 槓桿式外匯交易 | 2010-10-18 | 2011-05-18 |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2010-08-05 | 2010-10-09 |