| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Waton Securities International Limited | Rep | 提供資產管理 | 2022-05-20 | - |
| RO | 就期貨合約提供意見 | 2022-02-10 | - | |
| RO | 就證券提供意見 | 2022-02-10 | - | |
| RO | 證券交易 | 2019-09-09 | - | |
| Rep | 證券交易 | 2019-09-03 | 2019-09-09 | |
| Lucky Guosheng Securities Limited | RO | 證券交易 | 2018-10-23 | 2019-08-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-07-07 | 2018-10-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-07-07 | 2018-10-13 |
| CHRISTFUND FUTURES LIMITED | Rep | 期貨合約交易 | 2008-08-27 | 2013-10-01 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2007-09-04 | 2013-10-01 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-03-13 | 2005-09-27 |
金管局記錄暫時無法載入，請稍後重試。