| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-07-14 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2014-10-14 | - |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2005-08-19 | 2014-09-19 |
| KING FOOK SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-28 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-18 |