| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grey Investment Limited | RO | 就證券提供意見 | 2024-06-05 | - |
| RO | 提供資產管理 | 2024-06-05 | - | |
| Rep | 提供資產管理 | 2018-07-05 | 2024-06-05 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-12-01 | 2018-02-24 |
| Rep | 證券交易 | 2014-12-01 | 2018-02-24 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-02-04 | 2014-11-12 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-06-10 | 2014-01-26 |
| Grey Investment Limited | Rep | 提供資產管理 | 2012-11-15 | 2013-05-31 |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2009-10-08 | 2012-06-18 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2008-01-14 | 2009-04-01 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 證券交易 | 2003-04-01 | 2007-12-28 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-04 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-04 | |
| Rep | 證券交易 | 2003-04-01 | 2005-02-04 |
金管局記錄暫時無法載入，請稍後重試。