| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | RO | 就證券提供意見 | 2017-02-07 | 2019-07-12 |
| Rep | 證券交易 | 2004-10-19 | 2007-12-01 | |
| Rep | 就證券提供意見 | 2004-10-05 | 2017-02-07 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-01-28 | 2004-10-04 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | - | 2003-12-03 |