| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-08-01 | - |
| Rep | 證券交易 | 2022-08-01 | - | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2010-05-03 | 2013-06-27 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2009-04-08 | 2010-04-20 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2007-01-23 | 2009-03-02 |