| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2022-03-21 | - |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2014-05-12 | 2018-05-14 |
| Rep | 證券交易 | 2014-05-12 | 2018-05-14 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2010-05-10 | 2014-04-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2008-06-30 | 2008-10-09 |
| Rep | 證券交易 | 2008-05-30 | 2008-10-09 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-08-13 | 2008-04-14 |
| Rep | 證券交易 | 2007-08-13 | 2008-04-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-08-13 | 2008-04-14 |