| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就機構融資提供意見 | 2017-11-15 | 2022-02-28 |
| Rep | 證券交易 | 2017-11-15 | 2022-02-28 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-02-22 | 2017-10-30 |
| Rep | 就證券提供意見 | 2017-02-22 | 2017-10-30 | |
| Rep | 證券交易 | 2017-02-22 | 2017-10-30 | |
| ISOLA CAPITAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2014-04-30 | 2015-01-12 |
| Rep | 提供資產管理 | 2014-04-30 | 2015-01-12 | |
| Rep | 證券交易 | 2014-04-30 | 2015-01-12 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-01-24 | 2012-04-27 |
| Rep | 提供資產管理 | 2010-10-11 | 2012-04-27 |