| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RED SOLAR SECURITIES (INTERNATIONAL) LIMITED | RO | 就機構融資提供意見 | 2018-06-06 | 2023-05-29 |
| RO | 證券交易 | 2018-06-06 | 2023-05-29 | |
| Rep | 就機構融資提供意見 | 2018-04-18 | 2018-06-06 | |
| Rep | 證券交易 | 2018-04-18 | 2018-06-06 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2016-01-25 | 2017-10-04 |
| Rep | 證券交易 | 2016-01-25 | 2017-10-04 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-01-25 | 2017-10-04 |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-01-27 | 2016-01-05 |
| RO | 證券交易 | 2011-01-27 | 2016-01-05 | |
| Rep | 就機構融資提供意見 | 2010-12-31 | 2011-01-27 | |
| Rep | 證券交易 | 2010-12-31 | 2011-01-27 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2009-08-25 | 2010-07-16 |
| RO | 證券交易 | 2009-08-25 | 2010-07-16 | |
| Rep | 就機構融資提供意見 | 2009-07-27 | 2009-08-25 | |
| Rep | 證券交易 | 2009-07-27 | 2009-08-25 | |
| ICEA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2007-07-03 | 2009-06-30 |
| RO | 證券交易 | 2007-07-03 | 2009-06-30 | |
| Rep | 就機構融資提供意見 | 2007-01-31 | 2007-07-03 | |
| Rep | 證券交易 | 2007-01-31 | 2007-07-03 | |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | RO | 就機構融資提供意見 | 2006-05-17 | 2006-12-05 |
| RO | 就證券提供意見 | 2006-05-17 | 2006-12-05 | |
| RO | 證券交易 | 2006-05-17 | 2006-12-05 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2004-03-16 | 2005-06-21 |
已採集記錄中暫無金管局登記。