| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | RO | 就證券提供意見 | 2017-10-18 | - |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | RO | 期貨合約交易 | 2017-10-18 | - |
| HUAJIN RESEARCH (INTERNATIONAL) LIMITED | RO | 就證券提供意見 | 2017-10-18 | - |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | 證券交易 | 2017-08-21 | - |
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | RO | 就機構融資提供意見 | 2016-12-09 | - |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-05-25 | 2016-12-01 |
| RO | 證券交易 | 2011-05-25 | 2016-12-01 | |
| Rep | 就機構融資提供意見 | 2011-05-16 | 2011-05-25 | |
| Rep | 證券交易 | 2011-05-16 | 2011-05-25 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2009-04-20 | 2011-05-04 |
| RO | 證券交易 | 2009-04-20 | 2011-05-04 | |
| Rep | 就機構融資提供意見 | 2009-04-08 | 2009-04-20 | |
| Rep | 證券交易 | 2009-04-08 | 2009-04-20 | |
| ICEA CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2007-05-03 | 2008-09-30 |
| ICEA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2006-09-05 | 2009-04-01 |
| RO | 證券交易 | 2006-09-05 | 2009-04-01 | |
| Rep | 就機構融資提供意見 | 2006-06-22 | 2006-09-05 | |
| Rep | 證券交易 | 2006-06-22 | 2006-09-05 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2005-03-30 | 2006-05-25 |
| RO | 證券交易 | 2005-03-30 | 2006-05-25 | |
| Rep | 就機構融資提供意見 | 2005-01-31 | 2005-03-30 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2004-06-15 | 2005-01-03 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-11 |
已採集記錄中暫無金管局登記。