| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPDB International Capital Limited | RO | 就機構融資提供意見 | 2026-06-01 | - |
| RO | 證券交易 | 2026-06-01 | - | |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2025-09-10 | 2026-02-08 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2025-09-10 | 2026-02-08 |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2025-07-18 | 2025-09-10 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2025-05-09 | 2025-05-22 |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2021-08-11 | 2024-05-10 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2021-08-11 | 2024-05-10 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-04-30 | 2021-08-11 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2021-04-30 | 2021-08-11 |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就機構融資提供意見 | 2016-12-30 | 2020-11-25 |
| RO | 證券交易 | 2016-12-30 | 2020-11-25 | |
| Rep | 就機構融資提供意見 | 2016-11-02 | 2016-12-30 | |
| Rep | 證券交易 | 2016-11-02 | 2016-12-30 | |
| Rep | 就證券提供意見 | 2016-11-02 | 2020-11-25 | |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2015-06-10 | 2016-09-30 |
| Rep | 就機構融資提供意見 | 2015-06-09 | 2015-06-10 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2015-06-09 | 2016-09-30 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2015-04-29 | 2015-05-21 |
| RO | 證券交易 | 2015-04-29 | 2015-05-21 | |
| Rep | 就機構融資提供意見 | 2014-12-09 | 2015-04-29 | |
| Rep | 證券交易 | 2014-12-09 | 2015-04-29 | |
| PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | 就機構融資提供意見 | 2014-07-29 | 2014-12-01 |
| RO | 證券交易 | 2014-07-29 | 2014-12-01 | |
| Rep | 就機構融資提供意見 | 2014-05-29 | 2014-07-29 | |
| Rep | 證券交易 | 2014-05-29 | 2014-07-29 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-12-29 | 2014-05-25 |
| Rep | 證券交易 | 2010-12-29 | 2014-05-25 | |
| Neutral Financial Holding Company Limited | Rep | 證券交易 | 2009-06-04 | 2010-12-14 |
| Rep | 就機構融資提供意見 | 2009-04-09 | 2010-12-14 | |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2007-12-17 | 2009-04-04 |
已採集記錄中暫無金管局登記。