| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 證券交易 | 2020-03-20 | 2021-02-21 |
| RO | 證券交易 | 2018-12-07 | 2020-03-20 |
| RO | 期貨合約交易 | 2018-12-07 | 2021-02-21 |
| STRAITS FINANCIAL (HONG KONG) LIMITED | RO | 期貨合約交易 | 2017-11-17 | 2018-05-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2010-09-08 | 2017-02-01 |
| Rep | 就期貨合約提供意見 | - | 2003-12-23 |
| Rep | 提供資產管理 | - | 2003-12-23 |
| Rep | 期貨合約交易 | - | 2010-09-08 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2010-04-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-23 |
| Rep | 就證券提供意見 | - | 2003-12-23 |
| Rep | 提供資產管理 | - | 2003-12-23 |
| Rep | 提供自動化交易服務 | - | 2003-12-23 |
| Rep | 證券交易 | - | 2017-02-01 |