| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA GLORY SECURITIES COMPANY LIMITED | RO | 期貨合約交易 | 2017-05-26 | 2021-05-31 |
| RO | 證券交易 | 2017-05-26 | 2021-05-31 | |
| Rep | 期貨合約交易 | 2017-05-09 | 2017-05-26 | |
| Rep | 證券交易 | 2017-05-09 | 2017-05-26 | |
| RO | 期貨合約交易 | 2013-07-09 | 2016-10-31 | |
| RO | 證券交易 | 2013-07-09 | 2016-10-31 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-27 | 2013-06-29 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-06-04 | 2010-04-19 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2006-08-03 | 2013-06-29 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-06-07 | 2007-01-25 |