| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 證券交易 | 2015-10-05 | - |
| Rep | 就證券提供意見 | 2015-07-28 | - | |
| Rep | 提供資產管理 | 2015-07-28 | - | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-12-23 | 2015-07-16 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-11-04 | 2015-07-16 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2008-05-08 | 2009-10-24 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2008-05-08 | 2008-06-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-01-18 | 2008-05-05 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-08-17 | 2008-05-05 |
已採集記錄中暫無金管局登記。