| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-09-13 | 2011-12-07 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-08-17 | 2011-12-07 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-21 | 2010-07-30 |
| Rep | 就證券提供意見 | 2009-12-24 | 2010-06-21 |