| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited | RO | 提供資產管理 | 2016-03-24 | - |
| Rep | 提供資產管理 | 2016-01-27 | 2016-03-24 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-07-16 | 2015-12-11 |
| Rep | 提供資產管理 | 2012-07-16 | 2015-12-11 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-12-23 | 2012-07-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-09-28 | 2012-07-03 |