| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 提供資產管理 | 2004-05-15 | 2010-06-30 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-17 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-17 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2010-06-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2004-07-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2003-04-01 | - |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-17 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-17 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-17 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-12-17 |