| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Astrum Capital Management Limited (HK) | Rep | 期貨合約交易 | 2020-07-22 | - |
| Rep | 證券交易 | 2020-07-22 | - | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-07-17 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-08-29 | 2020-07-17 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-04-23 | 2017-10-02 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-08 | 2012-04-14 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-07-18 | 2008-05-16 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-06-27 | 2007-05-05 |