| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2022-01-24 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-09-03 | 2021-11-20 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2007-10-29 | 2010-06-30 |
| ASSET DYNAMIC MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-12-08 | 2007-09-01 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-18 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-18 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-09-22 |