| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2015-10-14 | 2019-03-13 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-03-07 | 2015-10-01 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2006-05-02 | 2010-06-30 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-02-23 | 2010-03-14 |