| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TS Capital Partners (Hong Kong) Limited | RO | 就證券提供意見 | 2026-01-16 | - |
| RO | 證券交易 | 2026-01-16 | - | |
| CC Finance Limited | Rep | 就證券提供意見 | 2006-06-07 | 2024-12-31 |
| Vision Capital Investment Management Limited | Rep | 就期貨合約提供意見 | 2004-03-18 | 2004-07-30 |
| Rep | 就證券提供意見 | 2004-03-18 | 2004-07-30 | |
| Rep | 提供資產管理 | 2004-03-18 | 2006-05-23 | |
| Rep | 證券交易 | 2004-03-18 | 2006-05-23 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就期貨合約提供意見 | 2003-06-07 | 2004-07-30 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-29 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2006-04-06 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-06 |