| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就機構融資提供意見 | 2026-10-08 | - |
| RO | 就證券提供意見 | 2026-10-08 | - | |
| RO | 證券交易 | 2026-10-08 | - | |
| Rep | 就機構融資提供意見 | 2026-09-07 | 2026-10-08 | |
| Rep | 就證券提供意見 | 2026-09-07 | 2026-10-08 | |
| Rep | 證券交易 | 2026-09-07 | 2026-10-08 | |
| Vantage Capital Markets HK Limited | RO | 證券交易 | 2023-02-17 | 2025-06-15 |
| RO | 就機構融資提供意見 | 2022-09-06 | 2025-03-25 | |
| RO | 就證券提供意見 | 2022-09-06 | 2025-03-25 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-23 | 2022-08-25 |
| Rep | 就證券提供意見 | 2015-04-23 | 2022-08-25 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-23 | 2022-08-25 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2013-05-08 | 2016-01-01 |
| Rep | 就證券提供意見 | 2013-05-08 | 2016-01-01 | |
| Rep | 證券交易 | 2013-05-08 | 2016-01-01 | |
| CITIC Securities Brokerage (HK) Limited | RO | 證券交易 | 2012-01-11 | 2013-05-01 |
| Rep | 證券交易 | 2009-01-08 | 2012-01-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-04 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-04 | |
| Rep | 證券交易 | 2003-04-01 | 2007-04-20 |
已採集記錄中暫無金管局登記。