| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2019-03-20 | - |
| Rep | 證券交易 | 2011-04-28 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2011-04-28 | - |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2005-02-07 | 2011-04-02 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-03-23 | 2011-04-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-03-23 | 2011-04-02 |