| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2024-07-18 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2024-07-18 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2019-03-20 | 2024-07-04 |
| Rep | 證券交易 | 2003-10-22 | 2024-07-04 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2003-10-22 | 2024-07-04 |
| Youyu Credit Limited | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-08-01 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-01 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-08-01 | |
| Yunfeng Financial Markets Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-15 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-15 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-15 |
已採集記錄中暫無金管局登記。