Personnel Hong Kong SFC License Details (ID 74212)

Personnel Hong Kong SFC License Details (ID 74212)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
China Renaissance Broking Services (Hong Kong) Limited	Rep	證券交易	2025-07-18	-
China Renaissance Securities (Hong Kong) Limited	Rep	證券交易	2025-07-18	-
	Rep	就證券提供意見	2025-06-23	-
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	就證券提供意見	2024-06-04	2025-04-28
	Rep	提供資產管理	2024-06-04	2025-04-28
New China Asset Management (Hong Kong) Limited	Rep	就證券提供意見	2015-04-10	2024-05-22
	Rep	提供資產管理	2015-04-10	2024-05-22
China Securities (International) Brokerage Company Limited	RO	就期貨合約提供意見	2014-10-28	2015-02-27
	RO	期貨合約交易	2014-10-28	2015-02-27
	Rep	證券交易	2013-06-03	2015-02-27
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2011-07-08	2013-05-27
CITIC Securities Futures (HK) Limited	Rep	期貨合約交易	2011-07-08	2013-05-27
CHIEF COMMODITIES LIMITED	Rep	期貨合約交易	2008-12-05	2011-06-18
CHIEF SECURITIES LIMITED	Rep	證券交易	2008-12-05	2011-06-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2008-06-12	2008-10-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2008-06-12	2008-10-17