| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited | RO | 就證券提供意見 | 2024-06-11 | - |
| RO | 證券交易 | 2024-06-11 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 就證券提供意見 | 2022-06-21 | 2023-12-15 |
| RO | 證券交易 | 2021-12-21 | 2023-12-15 | |
| Rep | 證券交易 | 2021-08-30 | 2021-12-21 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2020-02-05 | 2021-06-30 |
| Rep | 證券交易 | 2018-12-11 | 2020-02-05 | |
| CLSA LIMITED | Rep | 證券交易 | 2013-11-01 | 2018-09-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-09-30 | 2013-10-31 |
| CLSA LIMITED | Rep | 證券交易 | 2008-11-13 | 2009-07-16 |
| Rep | 證券交易 | 2007-12-14 | 2008-10-24 |
金管局記錄暫時無法載入，請稍後重試。