Hsiao, Ka Li 蕭嘉莉
證監會中央編號:AML187
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Central China International Securities Co., Limited | RO | 就證券提供意見 | 2024-06-28 | - |
| RO | 證券交易 | 2024-06-28 | - | |
| Rep | 就證券提供意見 | 2024-05-07 | 2024-06-28 | |
| Rep | 證券交易 | 2024-05-07 | 2024-06-28 | |
| JMC Capital HK Limited | RO | 就證券提供意見 | 2024-01-02 | 2024-02-26 |
| RO | 證券交易 | 2024-01-02 | 2024-02-26 | |
| JMC Capital International Limited | RO | 就證券提供意見 | 2024-01-02 | 2024-02-26 |
| RO | 證券交易 | 2024-01-02 | 2024-02-26 | |
| JMC Capital HK Limited | Rep | 提供資產管理 | 2023-10-03 | 2024-02-26 |
| JMC Capital International Limited | Rep | 就期貨合約提供意見 | 2023-10-03 | 2024-02-26 |
| Rep | 期貨合約交易 | 2023-10-03 | 2024-02-26 | |
| JMC Capital HK Limited | Rep | 就證券提供意見 | 2023-09-04 | 2024-01-02 |
| Rep | 證券交易 | 2023-09-04 | 2024-01-02 | |
| JMC Capital International Limited | Rep | 就證券提供意見 | 2023-09-04 | 2024-01-02 |
| Rep | 證券交易 | 2023-09-04 | 2024-01-02 | |
| Central China International Securities Co., Limited | Rep | 就證券提供意見 | 2022-06-06 | 2023-08-28 |
| Rep | 證券交易 | 2022-06-06 | 2023-08-28 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-01-21 | 2022-04-29 |
| Rep | 證券交易 | 2016-01-21 | 2022-04-29 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-12-16 | 2016-01-09 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2014-12-16 | 2016-01-09 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2008-01-28 | 2014-12-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2007-12-04 | 2014-12-01 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-10-20 | 2007-08-01 |
已採集記錄中暫無金管局登記。