| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2023-02-20 | 2024-09-26 |
| CMBC SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-02-20 | - |
| RO | 證券交易 | 2021-09-24 | - | |
| Rep | 就證券提供意見 | 2018-06-05 | 2023-02-20 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2017-09-06 | - |
| Rep | 期貨合約交易 | 2017-09-05 | 2017-09-06 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-09-05 | 2021-09-24 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-11-01 | 2017-07-25 |
| Rep | 證券交易 | 2016-11-01 | 2017-07-25 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2012-04-02 | 2016-09-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2011-08-26 | 2016-09-02 |
已採集記錄中暫無金管局登記。