| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited | Rep | 槓桿式外匯交易 | 2026-03-20 | - |
| SBI E2-Capital Securities Limited | RO | 就證券提供意見 | 2021-03-15 | 2023-12-29 |
| RO | 期貨合約交易 | 2020-08-04 | 2023-01-09 | |
| RO | 證券交易 | 2020-08-04 | 2023-12-29 | |
| Vantum Asset Management Limited | Rep | 就證券提供意見 | 2020-02-12 | 2020-09-01 |
| SBI E2-Capital Securities Limited | Rep | 期貨合約交易 | 2018-10-15 | 2020-08-04 |
| Rep | 證券交易 | 2018-09-21 | 2020-08-04 | |
| Rockflow Securities Limited | Rep | 提供資產管理 | 2018-05-29 | 2018-08-31 |
| Rep | 證券交易 | 2018-05-07 | 2018-08-31 | |
| Magpie Securities Limited (HK) | Rep | 就證券提供意見 | 2017-11-14 | 2018-03-25 |
| Rep | 證券交易 | 2017-11-14 | 2018-03-25 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2017-01-26 | 2017-04-19 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-01-26 | 2017-04-19 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2017-01-09 | 2017-01-17 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2017-01-09 | 2017-01-17 |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2016-11-02 | 2016-12-07 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2016-11-02 | 2016-12-07 |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2016-02-12 | 2016-10-15 |
| Rep | 證券交易 | 2016-02-12 | 2016-10-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-07-10 | 2015-11-11 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2009-07-10 | 2015-11-11 |
已採集記錄中暫無金管局登記。